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High Street Securities utilizes Southwest Securities (SWST) as its clearing agent. SWST is the largest NYSE member firm based in Texas.
ACCOUNT PROTECTION: Individual customer accounts at all of the SWS Group broker/dealer
subsidiaries are afforded protection up to an aggregate of $20 million each, with
an aggregate limit of $80 million. The Securities Investor Protection Corporation
(SIPC) fund provides coverage for individual customer securities up to $500,000 with
a limitation of $100,000 on claims for cash.
Southwest Securities purchases an Excess Securities Bond from a major insurance company to supplement this basic coverage by an additional $19.5 million for securities. Customer assets in the possession of SWS Group broker/dealers are protected under SIPC and the supplemental protection. This coverage does not protect against fluctuations in the market value of securities, including loss of principal on an investment or cash. Click here for a brochure on SIPC Protection. Click HERE for Consumer Information Brochure
High Street Business Continuity Plan
Throughout your life, your needs change...and your financial plan should be adapted to these changing needs:
• Just starting an investment plan
• Creating a systematic savings plan for college funding
• Starting a retirement plan (individual or corporate)
• Considering tax-favored investments
• Diversifying with gold or silver
• Creating an “Income for Life” plan
• Ensuring an efficient transfer of wealth at death
Our advisors can help you prioritize your financial goals, and work with you so multiple (or competing) goals can be achieved simultaneously.
Our firm was built on a foundation of serving others as we would want to be served. That means educating our investors so that together we can make wise money decisions.
We believe that our client’s goals are important to them, and helping to achieve them is important to us. We don’t take our responsibility lightly, as we want to help our clients achieve their financial goals in life.
Our advisors are “client-centered” in their approach to investing. Their objective is to build a long-term, personal relationship with their clients so they can better understand their goals and dreams, and help them make suitable investment decisions to move them to bring those goals and dreams to pass.
these things help us to formulate how we help you make important money decisions.
Our greatest service is a relationship with a professional advisor. Through ongoing dialogue, we develop a mutual understanding that helps us craft innovative solutions to meet your varied financial needs. It’s not about selling products; it’s about helping you take your aspirations and bring them to reality.
It’s a simple formula, but one that focuses on building strong, long term relationships...and doing so one client at a time.
Investing is about what’s important to you and your family...your goals, interest, passions and hopes for the future. You, your family and your vocation are all intertwined, and understanding